Bats Welcomes New Issuer Principal To The Bats ETF Marketplace - 33 Issuers,...
Bats, a CBOE Holdings, Inc. company, and a leading market for exchange-traded product (ETP) trading globally, today welcomed new issuer Principal to the Bats ETF Marketplace with the launch of one...
View ArticleCould SaaS be the Key to Unlocking FRTB Complexity?
This blog post discusses how Numerix FRTB helps banks embrace cloud technology as they prepare for FRTB today, and build a strategic FRTB program for the future. read more...
View ArticleNEO Receives Qualified Foreign Exchange Designation By OTC Markets Group
Aequitas NEO Exchange Inc. (“NEO Exchange” or “NEO”) is pleased to announce it has been designated a Qualified Foreign Exchange by OTC Markets Group Inc. (“OTC Markets”), effective March 29, 2017. With...
View ArticleBorsa İstanbul: Announcement Regarding The Postponement Of The Ordinary...
Esteemed Shareholders,read more...
View ArticleSEC Charges CEO With Failing To Disclose Perks To Shareholders
Public companies must properly disclose perks, benefits, and other forms of compensation paid to CEOs and certain other highly compensated executive officers. The Securities and Exchange Commission...
View ArticleACER And CEER Call For Priority Dispatch Of Existing Renewables To Be Removed
Today Energy Regulators (ACER and CEER), in their White Paper on Renewables in the Wholesale Market, called for EU legislators to bring Renewable Energy Sources (RES) fully into the market in the clean...
View ArticleCerulli Study Says Financial Advisors Who Currently Use Options Expect To...
The Options Industry Council (OIC), an industry resource funded by OCC and the U.S. options exchanges, today announced the results of a study, How Financial Advisors Use and Think About Exchange-Listed...
View ArticleLondon Stock Exchange Group Plc Transaction In Own Shares
London Stock Exchange Group plc (the "Company") announces that it has purchased through Barclays Capital Securities Limited, in accordance with the authority granted by shareholders at the Company's...
View ArticleTMX Group Announces Election Of Directors
TMX Group today announced that the nominees listed in the management proxy circular for the 2017 Annual and Special Meeting of Shareholders were elected as directors of TMX Group Limited. Detailed...
View ArticleIrish Stock Exchange: Subsidiary Of Turkey’s Aktif Bank Becomes...
Aktif Bank Sukuk Varlık Kiralama A.Å., has listed US$118m asset-backed trust certificates on the Global Exchange Market (GEM) of the Irish Stock Exchange (ISE).read more...
View ArticleLondon Stock Exchange: Indian Minister Of Road Transport & Highways And...
London Stock Exchange today welcomes the first global offshore Masala bond by the National Highways Authority of India (NHAI). The landmark bond issuance from NHAI, the Government of India’s agency...
View ArticleCompetition And Innovation In Financial Services: The Regulator’s...
Speaker: Christopher Woolard, Executive Director of Strategy and CompetitionLocation: Cheung Kong Graduate School of Business, Shenzhen, ChinaDelivered on: 11 May 2017read more...
View ArticleFederal Open Market Committee Announces Its Tentative Meeting Schedule For 2018
The Federal Open Market Committee on Thursday announced its tentative meeting schedule for 2018:read more...
View ArticleReadout From A Treasury Spokesperson On Secretary Mnuchin’s Meeting...
Earlier today, U.S. Treasury Secretary Steven T. Mnuchin met with Minister of Economy and Finance Pier Carlo Padoan of Italy. Secretary Mnuchin and Minister Padoan reviewed recent economic developments...
View ArticleEuropean Commission - Speech By Michel Barnier At The Joint Houses Of The...
Mr. Speakers,read more...
View ArticleSIFMA Municipal Division Recognized By The Municipal Forum Of New York
In conjunction with the 25th anniversary of the Urban Leadership Fellows (ULF) Program, The Municipal Forum of New York gave special recognition to Michael Decker, managing director, and Leslie...
View ArticleFINRA Board Approves Proposals To Strengthen Controls On High-Risk Brokers -...
The Financial Industry Regulatory Authority (FINRA) Board of Governors approved the next step in FINRA's ongoing initiative to strengthen controls on brokers with a history of significant past...
View ArticleNew York State Department Of Financial Services Superintendent Vullo...
Financial Services Superintendent Maria T. Vullo today announced that, starting July 1, 2017, the Department of Financial Services (DFS) will be transitioning to the Nationwide Multistate Licensing...
View ArticleSEC: Law Firm Partner And Neighbor Charged In $1 Million Insider Trading Scheme
The Securities and Exchange Commission today charged a former partner at an international law firm and his neighbor with making more than $1 million in illicit profits by insider trading around...
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